Barry S Grossman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 10/2021
  Wells Fargo Bank
  Irvine, CA
• 02/2021 → 10/2021
  Wells Fargo Clearing Services
  Irvine, CA
• 10/2021 → Present
  Morgan Stanley Smith Barney Llc
  Newport Beach, CA
• 10/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2021-05-26 → 2021-10-14
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  St. Louis, MO

Other Businesses

*458846 - Rental Property; Investment related - Yes; Phoenix, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2013; During business hours: 0; After business hours: 0; Approve tenants and repairs. *458613- Jewish Federation of Orange County; Investment related- No; Irvine, California; Religious, Art/Culture, Children/Youth, Civic/Community, Disaster Relief, Economic Assistance, Hardship Assistance; Board Member, Finance Committee, Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 3; After business hours: 2; Other, Check Signing/Funds Disbursements *458614 - CFA Society Orange County; Investment related: No; Newport Beach, California; Education:Civic/Community; Board Member(proprietor, partner, officer, director, employee, trustee, agent); 7/2014; During business hours: 1; After business hours: 1; Overall strategy and direction along with networking

Exams

• S66 Uniform Combined State Law Examination
  2021-05-26
• S63 Uniform Securities Agent State Law Examination
  2003-06-20

Other Names

• Barry Stephen Grossman