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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
2480 Ridgeway Avenue, Rochester, NY 14626 • United States
250 Lake Avenue, Rochester, NY 14608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Investment Sevices, Llc | Rochester | NY | 05/2015 | 01/2017 |
| Lpl Financial Llc | Rocherster | NY | 05/2015 | 01/2017 |
| Key Investment Services Llc | Rochester | NY | 01/2017 | 04/2018 |
| Lpl Financial Llc | Rochester | NY | 06/2018 | Present |
| Esl Federal Credit Union | Rochester | NY | 05/2018 | 09/2019 |
| Esl Investment Services, Llc | Rochester | NY | 06/2018 | Present |
1)6/5/18- ESL Investment Services, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)6/5/18 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Life, Disability, Long Term Care - 20 Hours Per Month/1 Hour During Securities Trading 3) 7/17/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date:07/24/2018 - 1 Hours Per Month/1 Hours During Trading - Notary Public. 4) 2/2/2021 - No Business Name - Not Investment Related - in greater rochester area - Other-grocery delivery - Started 02/01/2021 - 40 Hours Per Month/0 Hours During Securities Trading - Delivery driver for instacart. 5. 5/1/2025 - Serafino Iantorno - Other - FAMILY BUSINESS - Not Investment Related - Home Based - Start date: 06/15/2025 - 30 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-25 |
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