Michael Victor Nicotera

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1992 → Present
  The Sparta Group
  Parsippany, NJ
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Califon, NJ

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  Califon, NJ
• 2005-03-15 → 2005-10-31
  Sunamerica Securities, Inc.
  Parsippany, NJ

Other Businesses

1. SPARTA FINANCIAL SERVICES POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2003 ADDRESS: 440 Route 513 Ste 204 Califon NJ 07830 DESCRIPTION: This is a bank account only. Commission checks are deposited into the bank account, and office expenses are paid from the account. This is the only activity. 2. MICHAEL AND JACQUELINE NICOTERA POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 3458 Malagrotta Cir Cape Coral FL 21218 DESCRIPTION: This is my vacation/ winter townhouse in FL. I am going to rent this property to my wife's Aunt for her to live in. She will pay us $1,850 per month rent plus utilities.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-02
• S63 Uniform Securities Agent State Law Examination
  2003-10-15