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Susan Catherine Heinrich

Osaic Institutions, Inc.

Concord, NH

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-02
  • NH RA
    APPROVED
    Since 2025-04-02

Branch Locations

1 Pillsbury Street, Suite 303, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Woburn MA 07/2014 03/2025
Osaic Institutions, Inc. Meriden CT 03/2025 Present
Ledyard Bank Concord NH 03/2025 Present
Previous Registrations
  • 2014-07-15 → 2025-03-17
    Citizens Securities, Inc.
    Woburn, MA
    Burlington, MA
    Dedham, MA
    Hudson, NH
    Woburn, MA
    Johnston, RI
    Columbus, OH
    Conshohocken, PA
    Hudson, MA
    Johnston, RI
    Burlington, MA
    Hudson, NH
  • 2012-09-19 → 2014-07-02
    Santander Securities Llc
    Boston, MA
    Boston, MA
  • 2008-05-27 → 2012-09-19
    Lpl Financial Llc
    Boston, MA
  • 2006-10-18 → 2008-05-27
    Ifmg Securities, Inc.
    Boston, MA
  • 2006-07-26 → 2006-08-17
    Banc Of America Investment Services, Inc.
    Newton, MA
    Newton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-25
S63 Uniform Securities Agent State Law Examination 2005-11-30
  • S66 Uniform Combined State Law Examination
    2006-07-25
  • S63 Uniform Securities Agent State Law Examination
    2005-11-30
Other Names
  • Susan Catherine Lavoie

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH
FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH
MARINER · Concord, NH
MARINER · Concord, NH
BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH
RBC CAPITAL MARKETS, LLC · CONCORD, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

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