Joshua Rittenhouse Fretz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-06-22
MD	RA	APPROVED	2016-12-09

TX RA
APPROVED

Since 2018-06-22
MD RA
APPROVED

Since 2016-12-09

Branch Locations

9824 Herczog Rd Gatehouse 4, Fort Meade, MD 20755 • United States

840 Elkridge Landing Rd, Linthicum, MD 21090 • United States

1077 Maryland Rte 3 North, Gambrills, MD 21054 • United States

6030 Daybreak Circle, Clarksville, MD 21029 • United States

9207 Lakeside Bvld, Owings Mills, MD 21117 • United States

300 Sentinel Dr Suite 190, Annapolis Junction, MD 20701 • United States

9150-12 Baltimore National Pike, Ellicott City, MD 21042 • United States

25 Magothy Branch Road, Pasadena, MD 21122 • United States

9021 Snowden Square Dr, Columbia, MD 21046 • United States

7901 Sandy Spring Rd., Laurel, MD 20707 • United States

810 Bestgate Rd Ste 110, Annapolis, MD 21401 • United States

7065 Arundel Mills Circle, Hanover, MD 21076 • United States

Severna Park, MD • United States

231 Najoles Rd, Millersville, MD 21108 • United States

9250 Sigaba Way, Ft Meade, MD 20755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Maryland 529	Baltimore	MD	03/2015	12/2016
Tower Wealth Management	Hanover	MD	12/2016	Present
Lpl Financial, Llc	Hanover	MD	12/2016	Present

03/2015 → 12/2016

Maryland 529

Baltimore, MD
12/2016 → Present

Tower Wealth Management

Hanover, MD
12/2016 → Present

Lpl Financial, Llc

Hanover, MD

Previous Registrations

2014-04-14 → 2015-03-20

Bb&T Investment Services, Inc.

Charlotte, NC

Timonium, MD

Hunt Valley, MD

Pikesville, MD

Owings Mills, MD

Arlington, VA

Baltimore, MD

Baltimore, MD

Severna Park, MD

Catonsville, MD
2013-09-12 → 2015-03-09

Planning Solutions Group, Llc

Fulton, MD
2011-03-01 → 2013-09-11

Homestead Advisers Corp.

Arlington, VA
2010-09-07 → 2011-02-07

Investment Advisors Corp

Millersville, MD
2010-04-26 → 2010-09-09

Capital One Financial Advisors Llc

Melville, NY
2005-09-07 → 2010-05-07

Chevy Chase Financial Services

Bethesda, MD

Bethesda, MD

Bethesda, MD
2003-09-10 → 2005-09-01

Ameriprise Financial Services, Llc

Annapolis, MD

Other Businesses

1) 12/06/2016 - Tower Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-09

S66 Uniform Combined State Law Examination

2003-09-09

Designations

Certified Financial Planner

View on SEC IAPD