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Alice Leary Reitz

LPl Financial LLC

Madison, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-14
MD RA APPROVED 2018-02-14
MA RA APPROVED 2018-02-14
PA RA APPROVED 2018-02-14
  • CT RA
    APPROVED
    Since 2018-02-14
  • MD RA
    APPROVED
    Since 2018-02-14
  • MA RA
    APPROVED
    Since 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14

Branch Locations

77 Wall Street, Fl 1 East, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 02/2016 02/2018
Lpl Financial Llc Madison CT 02/2018 Present
  • 02/2016 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Madison, CT
Previous Registrations
  • 2016-02-02 → 2018-02-20
    Invest Financial Corporation
    Madison, CT
    Madison, CT
    South Windsor, CT
    Appleton, WI
  • 2006-08-25 → 2016-02-04
    Madison, CT
    North Haven, CT
    North Haven, CT
Other Businesses

1. 02/14/2018 - The Reitz Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - CEO/Member - start date 2/2/16 - 174 hours per month during securities trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-06
  • S66 Uniform Combined State Law Examination
    2003-11-06
Designations
Other Names
  • Mary Alice Leary Reitz
  • Mary Alice Leary
  • Alice Reitz

View on SEC IAPD

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