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404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-07 |
| WA | RA | APPROVED | 2020-07-07 |
Branch Locations
112 West Young Street, Elma, WA 98541 • United States
404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mueller Insurance & Financial Services, Inc. | Elma | WA | 03/1999 | Present |
| Lpl Financial Llc | Elma | WA | 12/2017 | Present |
| National Planning Corporation | Elma | WA | 07/2012 | 11/2017 |
| Valley Wealth Strategies, Llc | Elma | WA | 06/2020 | Present |
1. 11/29/2017 - Mueller Insurance & Financial Services, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - Start Date 04/2017 - 60 Hours During Trading 2. 11/29/2017 - No Business Name - Investment Related - Non-Variable Insurance - Agent - Life, Disability, Health, LTC, Annuities. 3. Michael Mueller is dually-registered with Valley Wealth Strategies, LLC and LPL Financial LLC ("LPL"). Michael Mueller has served as an investment advisor representative for Valley Wealth Strategies, LLC and a registered representative with LPL since 01/2019. Business is conducted from Elma, WA. Approximately 90% of Michael Mueller's time is for services as an investment advisor representative and the balance as a registered representative. 4. 10/23/2018 - No Business Name - Investment Related - Elma, WA 98541 - Real Estate Rental - OWNER/LANDLORD - Started 02/07/2006 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 10/28/2020 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/30/2020 - 60 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-23 |
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