Nick John Yetter

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Portage, MI
• 11/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Portage, MI
• 04/2017 → 03/2020
  Ameriprise Financial Services Inc
  Kalamazoo, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Kalamazoo, MI

Previous Registrations

• 2003-07-01 → 2017-04-28
  Wells Fargo Clearing Services, Llc
  Portage, MI
  Portage, MI
• 2002-04-15 → 2003-07-01
  Prudential Equity Group, Llc
  Portage, MI

Other Businesses

Board of Directors; WALK TALL FOUNDATION FOR KIDS, INC; SECRETARY; 7175 EAGLE HEIGHTS DR.MATTAWAN, MI 49071, ,; ; 01/01/2015; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-25
• S63 Uniform Securities Agent State Law Examination
  2000-02-11