Shelly Renay Baumgartner

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Charles Schwab & Co., Inc.
  Austin, TX
• 10/2010 → 04/2020
  Charles Schwab Bank Ssb
  Austin, TX
• 04/2020 → Present
  Charles Schwab Trust Bank
  Austin, TX

Previous Registrations

• 2003-08-08 → 2010-01-21
  Waddell & Reed
  Austin, TX
  Austin, TX

Other Businesses

Zonta International District 10|Investment Related:No|Nonprofit Charitable Organizations|Governor|2024-06-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|General Responsibilities of the Governor ? Provides leadership training for the district board members. ? Attends and participates in area meetings and workshops or designates a representative to attend. ? Presides at district board meetings. ? Keeps board members informed about information received from the district's International Board liaison, Zonta International headquarters, and others as appropriate. ? Submits contact information for all district officers, the committee chairmen, coordinators, if applicable, and the foundation ambassador(s) to Zonta International headquarters. ? Submits the district conference schedule, including dates and location, to the Zonta International president via Zonta International headquarters for approval at least one year in advance, or to the Zonta International president-elect for conferences in the next biennium. ? Issues a newsletter regularly. ? Ensures that district board members, elected and appointed district committee members and the Zonta Foundation for Women ambassador(s) read the Conflict of Interest Policy and sign the Conflict of Interest Forms. ? Ensures that district board members, elected and appointed district committee members and the Zonta Foundation for Women ambassador(s) sign the Use of Member Information by Zonta Leaders Declaration Form. ? Ensures that Zonta Foundation for Women ambassador(s) signs the Use of Contribution Report and Donor Information Form which can be found on the international website under Forms. ? Keeps general oversight of the district's website. ? Delivers to the successor all property belonging to the official position within 30 days after successor begins the term of office. ? Appoints district secretary and district parliamentarian. ? Appoints committees required by the Bylaws of Zonta International, other district committees that are aligned with the international committee structure to implement the programs of Zonta International, and the Zonta Foundation for Women ambassador(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-07
• S63 Uniform Securities Agent State Law Examination
  2003-07-22

Designations

• Certified Financial Planner

Other Names

• Shelly Renay Colwell