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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-09-07 |
| TX | RA | APPROVED | 2023-09-07 |
Branch Locations
1155 Elm Street Suite 501, Manchester, NH 03101 • United States
Contoocook, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manchester | NH | 05/2003 | 09/2023 |
| Bank Of America,Na | Manchester | NH | 11/2009 | 09/2023 |
| Ubs Financial Services, Inc | Machester | NH | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-01 |
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