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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-01-21 |
| TX | RA | APPROVED | 2004-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Monroe | LA | 02/2003 | Present |
| Bank Of America,N.A. | Monroe | LA | 06/2011 | Present |
I*114891 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 3 ACES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST MONROE, LOUISIANA 71291 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/2/2018 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MYSELF, BRIAN AVARA, AND DARRYL BEASLEY ARE STARTING AN LLC TO BUY AN AIRPLANE. THIS IS ONLY TO PROTECT US. WE WILL HAVE A BANKING ACCOUNT ESTABLISHED EVENTUALLY TO HOLD OUR PAYMENTS AND RENTAL DOLLARS FROM OURSELVES IN ORDER TO KEEP CLEAN ACCOUNTING I*1340265 For profit or not for profit: Entity For Profit Name of outside business organization: JEMA Investments Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Director","Owner"], Start date of relationship: 7/1/2023 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Unimproved Property Investment I*1363275 For profit or not for profit: Entity For Profit Name of outside business organization: Breaux Farm and Ranch Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 7/1/2023 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , To purchase land that we may or may not harvest trees on said property. The sale of timber will be the only income if it occurs I*1363278 For profit or not for profit: Entity For Profit Name of outside business organization: Pine Hills Equine Vet LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 7/14/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am no a member or manager of this LLC. I am only a 50% owner in the company by community property law, Veterinary Medicine on Large Animal I*1363277 For profit or not for profit: Entity For Profit Name of outside business organization: Pine Hills Vet LLC Investment related: N Address of business: calhoun, Louisiana, 71225, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 7/14/2023 Number of hours devoted: 15 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: I am not a member or manager in the LLC - by community property laws I am a 50% owner in the business and will be involved in all aspects of the business except the actual practice of Veterinary medicine., None - Business consultant / CFO for my Wife's Vet clinic. I'm sure I'll be involved in finances but not day to day stuff. Just high level.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-29 |
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