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Jason Daniel Mayer

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
NC RA APPROVED 2023-09-29
SC RA APPROVED 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • NC RA
    APPROVED
    Since 2023-09-29
  • SC RA
    APPROVED
    Since 2023-08-30

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rock Hill SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rock Hill SC 11/2016 08/2023
Ubs Financial Services Inc Charlotte NC 08/2023 Present
Previous Registrations
  • 2006-04-25 → 2023-09-08
    Wells Fargo Clearing Services, Llc
    Lancaster, SC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Fort Mill, SC
    Kershaw, SC
    Charlotte, NC
    Charlotte, NC
    Rock Hill, SC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-14
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S66 Uniform Combined State Law Examination
    2006-04-14
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14

View on SEC IAPD

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