Sheng-Chun Chiu

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Charles Schwab & Co., Inc
  San Ramon, CA
• 12/2012 → Present
  Charles Schwab Bank, Ssb
  San Ramon, CA

Previous Registrations

• 2008-03-13 → 2010-09-14
  Mandarin Pacific Asset Management, Llc
  Sausalito, CA
• 2010-01-19 → 2010-07-29
  W.R. Hambrecht + Co., Llc
  Berwyn, PA
  San Francisco, CA
  San Francisco, CA
• 2006-11-06 → 2007-12-31
  White Pacific Investment Advisory Services
  San Francisco, CA

Other Businesses

1) Investment Property | Investment Related:No|10235 Frank Creg Way|Elk Grove|CA|95757|USA|Real Estate (Non-Agent/Broker)|Owner|7/1/2022|Less than 20|0|Owner this property for rental income, we currently utilize the property management team to manager this rental property, i.e. correct rent, issues/inquiries from the tenants.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-26
• S63 Uniform Securities Agent State Law Examination
  2003-06-17

Other Names

• Selina Chiu
• Sheng-Chun Chiu
• Sheng-Chun Chun Chiu