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Sheng-Chun Chiu

Charles Schwab & Co., Inc.

San Ramon, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-09
  • CA RA
    APPROVED
    Since 2013-01-09

Branch Locations

3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc San Ramon CA 12/2012 Present
Charles Schwab Bank, Ssb San Ramon CA 12/2012 Present
Previous Registrations
  • 2008-03-13 → 2010-09-14
    Mandarin Pacific Asset Management, Llc
    Sausalito, CA
  • 2010-01-19 → 2010-07-29
    W.R. Hambrecht + Co., Llc
    Berwyn, PA
    San Francisco, CA
    San Francisco, CA
  • 2006-11-06 → 2007-12-31
    White Pacific Investment Advisory Services
    San Francisco, CA
Other Businesses

1) Investment Property | Investment Related:No|10235 Frank Creg Way|Elk Grove|CA|95757|USA|Real Estate (Non-Agent/Broker)|Owner|7/1/2022|Less than 20|0|Owner this property for rental income, we currently utilize the property management team to manager this rental property, i.e. correct rent, issues/inquiries from the tenants.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-26
S63 Uniform Securities Agent State Law Examination 2003-06-17
  • S65 Uniform Investment Adviser Law Examination
    2012-10-26
  • S63 Uniform Securities Agent State Law Examination
    2003-06-17
Other Names
  • Selina Chiu
  • Sheng-Chun Chiu
  • Sheng-Chun Chun Chiu

View on SEC IAPD

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Other Offices

BROOKER WEALTH MANAGEMENT · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
INTEGRITY ALLIANCE, LLC. · San Ramon, CA

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