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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-25
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

Saratoga Springs, NY • United States

30 Century Hill Drive Suite 300, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Latham NY 10/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Latham NY 10/2014 Present
Previous Registrations
  • 2009-06-22 → 2010-06-21
    Uvest Financial Services Group, Inc.
    Albany, NY
  • 2005-06-22 → 2009-06-22
    Uvest Financial Services Group, Inc.
    Albany, NY
    Cohoes, NY
    Lockport, NY
    Davenport, IA
    Charlotte, NC
Other Businesses

(1) 16 CLARK STREET LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2021 ADDRESS: 16 Clark Street, Saratoga Springs NY 12866, United States DESCRIPTION: Rental Property (2) MW HUGO PROPERTIES LLC POSITION: Owner NATURE: Condo - Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2021 ADDRESS: 289 Jefferson Street, Apt 22, Saratoga Springs NY 12866, United States DESCRIPTION: Rental Property - Condo (3) 14 STRATTON LLC POSITION: Owner NATURE: 14 Stratton Street LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2021 ADDRESS: Home Address, Saratoga Springs NY 12866, United States DESCRIPTION: Our primary residence will be going into an LLC (4) 34 ARROW WOOD LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 34 Arrow Wood, Ballston Spa NY 12020, United States DESCRIPTION: Rental Property (5) BLACKPUG CAPITAL POSITION: Managing Director NATURE: LLC Holding Company for my real estate properties - my existing LLCs will be own by this new holding company for better estate planning ?LLCs to be managed:16 Clark Street LLCMW Hugo Properties LLC34 Arrow Wood LLC14 Stratton Street LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: Home Address, Saratoga Springs NY 12866, United States DESCRIPTION: Owner (6) HUGO ENERGY CAPITAL LLC POSITION: Owner NATURE: This is a limited partnership designed to invest in Oil and Gas Partnerships. We want to establish an LLC first and are working for pre clearance on the potential investment. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2025 ADDRESS: Home Address, Saratoga Springs NY 12866, United States DESCRIPTION: Owner (7) 15 PUMP DERBY DRIVE LLC POSITION: Owner NATURE: This is a townhouse we are purchasing. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2026 ADDRESS: 15 Derby Drive, Saratoga Springs NY 12866, United States DESCRIPTION: Renting the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
  • S66 Uniform Combined State Law Examination
    2003-08-22

View on SEC IAPD

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