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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
419 Canyon Ave, Ste 320, Fort Collins, CO 80521 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fort Collins | CO | 09/2004 | 11/2017 |
| Lpl Financial Llc | Fort Collins | CO | 11/2017 | Present |
1. 01/05/2018 - Tarantino Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/01/2016 - 0 Hours Per Month/100 During Securities Trading. 2. 02/14/2018 - Tarantino Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/20/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 8/1/2018 - No Business Name - Investment Related - Key West Fl 33040 - Real Estate Rental - Start Date: 11/29/2017 - 1 Hour Per Month/1 Hour During Securities Trading - Rental condo. 4. 09/01/2021 - No Business Name - Investment Related - Fort Collins, CO 80524 - Real Estate Rental - Start Date: 01/04/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Residential rental.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-11 |
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