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Dana F Summers

Wells Fargo Clearing Services, LLC

Charlotte, NC

Hickory, NC

CRD 4662746

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-14
TX RA APPROVED_RES 2012-11-28
  • NC RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED_RES
    Since 2012-11-28

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

1811 12Th Ave Ne, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Greenville SC 05/2008 Present
Wells Fargo Advisors Llc Hickory NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hickory NC 11/2016 Present
  • 05/2008 → Present
    Wachovia Bank, N.A.
    Greenville, SC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Hickory, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Hickory, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-28
S63 Uniform Securities Agent State Law Examination 2008-06-25
  • S65 Uniform Investment Adviser Law Examination
    2026-02-28
  • S63 Uniform Securities Agent State Law Examination
    2008-06-25
Other Names
  • Dana Gale Fulbright
  • Dana Fulbright Bullins
  • Dana Fulbright Campbell

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
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