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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
  • TX RA
    APPROVED
    Since 2022-06-03

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Addison TX 10/2011 06/2020
Usaa Financial Planning Services, Inc. Addison TX 10/2011 06/2020
Usaa Investment Management Company San Antonio TX 01/2018 07/2019
Fisher Investments Plano TX 10/2020 06/2022
Unemployed Dallas TX 06/2020 10/2020
Hightower Advisors, Llc Dallas TX 06/2022 Present
  • 10/2011 → 06/2020
    Usaa Financial Advisors, Inc.
    Addison, TX
  • 10/2011 → 06/2020
    Usaa Financial Planning Services, Inc.
    Addison, TX
  • 01/2018 → 07/2019
    Usaa Investment Management Company
    San Antonio, TX
  • 10/2020 → 06/2022
    Plano, TX
  • 06/2020 → 10/2020
    Unemployed
    Dallas, TX
  • 06/2022 → Present
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-18
S63 Uniform Securities Agent State Law Examination 2003-06-10
  • S65 Uniform Investment Adviser Law Examination
    2007-12-18
  • S63 Uniform Securities Agent State Law Examination
    2003-06-10
Other Names
  • Bo Lewis Florence

View on SEC IAPD

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