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Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2015-05-04
  • PR RA
    APPROVED
    Since 2015-05-04

Branch Locations

San Patricio Gallery Avenida González Giusti Bloque 9, Guaynabo, PR 00968 • United States

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

209 Ponce De Leon Avenue Plaza Level, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Securities, Inc. San Juan PR 09/2004 Present
Banco Popular San Juan PR 09/2004 01/2017
  • 09/2004 → Present
    Popular Securities, Inc.
    San Juan, PR
  • 09/2004 → 01/2017
    Banco Popular
    San Juan, PR
Other Businesses

Investment & Wealth Institute (Editorial Advisor) - 5619 DTC PARKWAY, SUITE 500 GREENWOOD VILLAGE CO 80111 - Hrs per month = 2 hours - No compensation - Investment related - Nature of Business = Educational Publication - Start Date = 05/01/2023 // Property Rental - Casa del Mar Apt 1006 Camino las Picuas Rio Grande PR 00745 - Hrs per month = 5 hours - Compensation is based on rental income for short term stays - Non-investment related - Nature of Business = Property Rental - Start Date = 01/01/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-05
  • S66 Uniform Combined State Law Examination
    2015-01-05
Other Names
  • Desiree Maldonado

View on SEC IAPD

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