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Amy A Sorrels

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hudson, WI

Saint Paul, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-04-21
TX RA APPROVED_RES 2013-12-11
MN RA APPROVED 2013-11-05
  • WI RA
    APPROVED
    Since 2026-04-21
  • TX RA
    APPROVED_RES
    Since 2013-12-11
  • MN RA
    APPROVED
    Since 2013-11-05

Branch Locations

Hudson, WI • United States

30 E 7Th St, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc Saint Paul MN 06/2011 Present
Bank Of America, N.A. Saint Paul MN 07/2011 Present
  • 06/2011 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Saint Paul, MN
  • 07/2011 → Present
    Bank Of America, N.A.
    Saint Paul, MN
Previous Registrations
  • 2004-08-24 → 2004-12-08
    Wells Fargo Investments, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-30
  • S66 Uniform Combined State Law Examination
    2011-08-30
Other Names
  • Amy Ahlin Babcock
  • Amy A Babcock

View on SEC IAPD

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