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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-08
  • TX RA
    APPROVED
    Since 2021-09-08

Branch Locations

15305 Dallas Parkway 12Th Floor, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Addison TX 09/2014 07/2019
Usaa Financial Planning Services Addison TX 09/2014 07/2019
Usaa Investment Management Company Addison TX 01/2018 07/2019
Unemployed Addison TX 07/2019 03/2020
Principal Life Insurance Company Addison TX 03/2020 09/2020
Principal Securities Inc Addison TX 03/2020 07/2021
Valic Financial Advisors, Inc. Plano TX 09/2021 Present
Agia Houston TX 12/2022 Present
Nordstrom Dallas TX 11/2023 08/2024
  • 09/2014 → 07/2019
    Usaa Financial Advisors Inc
    Addison, TX
  • 09/2014 → 07/2019
    Usaa Financial Planning Services
    Addison, TX
  • 01/2018 → 07/2019
    Usaa Investment Management Company
    Addison, TX
  • 07/2019 → 03/2020
    Unemployed
    Addison, TX
  • 03/2020 → 09/2020
    Principal Life Insurance Company
    Addison, TX
  • 03/2020 → 07/2021
    Addison, TX
  • 09/2021 → Present
    Plano, TX
  • 12/2022 → Present
    Agia
    Houston, TX
  • 11/2023 → 08/2024
    Nordstrom
    Dallas, TX
Previous Registrations
Other Businesses

SVDP FOOD PANTRY POSITION: Manager NATURE: Charitable food pantry INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019 ADDRESS: 1100 W 15th Street, Suite 207, Plano TX 75075, United States DESCRIPTION: I operate the food pantry including setting times of operation, volunteer management, managing food donations and storage, managing food distribution. I do not have any check writing ability or control of any money either incoming or outgoing. Control of any money is done by someone else within the SVDP organization. This entity is not my client. This entity will not be receiving any investment advice from me. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-07
S63 Uniform Securities Agent State Law Examination 2003-05-27
  • S66 Uniform Combined State Law Examination
    2018-01-07
  • S63 Uniform Securities Agent State Law Examination
    2003-05-27
Other Names
  • Lloyd Edward Shaw
  • Lloyd Edward Shaw
  • Lloyd Shaw

View on SEC IAPD

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