David Brendan Gottesman

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 05/2022
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 06/2019 → 07/2024
  Mount Yale Investment Advisors, Llc
  Minneapolis, MN
• 05/2022 → 07/2024
  Innovation Partners Llc
  Charlotte, NC
• 07/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2024 → Present
  Aegis Consulting
  Solon, OH

Previous Registrations

• 2019-12-23 → 2024-07-11
  Elevation Point Wealth Partners, Llc
  Denver, CO
  Minneapolis, MN
  Minneapolis, MN

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-12-31
• S66 Uniform Combined State Law Examination
  2019-12-23

Other Names

• David Brendan Gottesman