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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-16
IL RA APPROVED 2011-01-28
  • TX RA
    APPROVED_RES
    Since 2023-11-16
  • IL RA
    APPROVED
    Since 2011-01-28

Branch Locations

2500 W Higgins Road Suite 1134 Suite 1134, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Yorl Life Deerfield IL 05/2003 Present
Nylife Securities Inc Deerfield IL 07/2004 Present
Eagle Strategies Llc Schaumburg IL 01/2011 Present
  • 05/2003 → Present
    New Yorl Life
    Deerfield, IL
  • 07/2004 → Present
    Nylife Securities Inc
    Deerfield, IL
  • 01/2011 → Present
    Schaumburg, IL
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2500 W Higins Road, Ste 1134, Hoffman Estates, IL 60169; Start Date 10/2018; Role/Title: Owner; Not Investment Related; 25 hours per month; 0 hours per month during securities trading hours] [RENTAL PROPERTIES; 2174 YALE CIRCLE , HOFFMAN ESTATES, IL 60192; START DATE 12/2012; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 3 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Cryptocurrency Investment; Invest in Crypto Currency; 2174 Yale Circle, Hoffman Estates, IL 6019; Start Date 11/2020; Role/Title: Investor; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; PASSIVE INVESTOR]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-18
S63 Uniform Securities Agent State Law Examination 2004-08-09
  • S65 Uniform Investment Adviser Law Examination
    2010-05-18
  • S63 Uniform Securities Agent State Law Examination
    2004-08-09

View on SEC IAPD

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