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Current Employers
Power Financial Partners, Llc

5401 W Kennedy Blvd. Ste. 1020, Tampa, FL 33609 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-17
  • FL RA
    APPROVED
    Since 2023-02-17

Branch Locations

5401 W Kennedy Blvd. Ste. 1020, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Tampa FL 10/2005 02/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2007 02/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2007 02/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2011 02/2023
Power Financial Partners, Llc Tampa FL 02/2023 Present
Purshe Kaplan Sterling Investments Albany NY 02/2023 Present
  • 10/2005 → 02/2023
    Tampa, FL
  • 06/2007 → 02/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2007 → 02/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2011 → 02/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2023 → Present
    Tampa, FL
  • 02/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Powers Financial Partners. Investment Related. 5401 N Kennedy Blvd, Ste 1020, Tampa FL 33609. RIA. Founder & Wealth Mgmt Advisor. 02/2023. Hrs/month 190 with 8 during securities hours. CCO 2) RPM, LLC. Not Investment Related. 5401 N Kennedy Blvd, Ste 1020, Tampa FL 33609. Teaching / Educating for Kaplan. Teacher. 7/19/2017. Hrs/month 5 with 0 during trading hours. Teaching for Kaplan CFP prep course. 3) Fixed Insurance. Investment Related. 5401 W Kennedy Blvd Suite 1020, Tampa FL 33609. Fixed Annuities Sells. Owner. 3/1/2023. Hrs/month 5 all during trading hours. Helping clients connect with fixed annuity products. 4) PKSF. Investment Related. 80 State St, Albany NY 12207. Insurance sells, Life, Disability, Long Term Care. Agent. 3/1/2023. Hrs/month 5 all during trading hours. Helping clients connect with fixed annuity products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-12
  • S66 Uniform Combined State Law Examination
    2006-01-12
Designations
Other Names
  • Roger S Machlin

View on SEC IAPD

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