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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-22 |
| CT | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
250 State Street Suite B-1, North Haven, CT 06473 • United States
77 Hartland Street Suite 400, East Hartford, CT 06108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | East Hartford | CT | 08/2016 | 01/2025 |
| Osaic Wealth, Inc. | East Hartford | CT | 01/2025 | Present |
1) INSURANCE POSITION: Agent NATURE: sell insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 77 Hartland Street, Suite 400, East Hartford CT 06108, United States DESCRIPTION: sell insurance 2) DIFEDERICO FINANCIAL LLC POSITION: Owner NATURE: legal entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/27/2014 ADDRESS: 77 Hartland Street, Suite 400, East Hartford CT 06108, United States DESCRIPTION: legal entity used for marketing, securities business and insurance. 3) JFJ WEALTH MANAGEMENT LLC POSITION: Member NATURE: DBA LLC to pay expenses INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2019 ADDRESS: 77 Hartland Street, Suite 400, East Hartford CT 06108, United States DESCRIPTION: DBA name- used to pay expenses 4) JOHN DIFEDERICO/HARRIS WEALTH MANAGEMENT LLC 250 STATE STREET UNIT B1 NORTH HAVEN, CT CATEGORY: INSURANCE/LLC INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: OFFER LONG-TERM CARE AND TRADITIONAL LIFE INSURANCE; FIXED AND INDEXED ANNUITIES START DATE: 1/2019 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2. 5) HARRIS & CO. WEALTH MANAGEMENT 250 STATE ST. UNIT B1, NORTH HAVEN, CT 06473 Category: INSURANCE/LLC Investment Related: YES Title: OWNER/AGENT Duties: LEGAL ENTITY THROUGH WHICH FIXED INSURANCE PRODUCTS ARE OFFERED AND MARKETED AND BUSINESS EXPENSES MANAGED. PRODUCTS INCLUDE FIXED AND INDEXED ANNUITIES, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. Start Date: 1/1/2019 Hours per Month: 1 Hours per Month during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-16 |
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