Richard Shipley Graham

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-09-12

CA RA
APPROVED

Since 2018-09-12

Branch Locations

1919 Williams St Suite 350, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard Graham Insurance Agency	Simi Valley	CA	01/2003	Present
State Farm Vp Management Corp	Simi Valley	CA	10/2011	Present
State Farm Investment Management Corp	Simi Valley	CA	09/2018	Present

01/2003 → Present

Richard Graham Insurance Agency

Simi Valley, CA
10/2011 → Present

State Farm Vp Management Corp

Simi Valley, CA
09/2018 → Present

State Farm Investment Management Corp

Simi Valley, CA

Other Businesses

1) MUSICIAN; NON-INVESTMENT-RELATED; 1920 GLENTANA ST, SIMI VALLEY, CA,93065; ENTERTAINMENT; MUSICIAN; 5/21/2011; 15 HR/MO; /0 HR/MO; PLAYING KEYBOARDS, DRUMS. 2) Richard Graham's Insurance Agency; Insurance Agency; Investment-related; 950 Enchanted Way Ste 106 Simi Valley, CA 93065-0908; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2000; 80; 80; Service customers and supervise employees. 3) Richard Graham; Non-Investment-Related; 1920 Glentana StSimi Valley, Ca 93065; Other; Musician; 09/17/2011; 15hrs; keyboards, drums, and or percussions

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-07-29

S63 Uniform Securities Agent State Law Examination

2000-07-29

Designations

View on SEC IAPD