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Account
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Spluegenstrasse 5, Zurich 8022 • Switzerland
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-19 |
| ND | RA | APPROVED | 2025-08-06 |
| SC | RA | APPROVED | 2025-08-06 |
| IL | RA | APPROVED | 2025-08-04 |
| MI | RA | APPROVED | 2025-08-04 |
| NC | RA | APPROVED | 2025-08-04 |
| PA | RA | APPROVED | 2025-08-04 |
| WY | RA | APPROVED | 2025-08-04 |
| CO | RA | APPROVED | 2025-08-01 |
| CT | RA | APPROVED | 2025-08-01 |
| DE | RA | APPROVED | 2025-08-01 |
| NV | RA | APPROVED | 2025-08-01 |
| VA | RA | APPROVED | 2025-08-01 |
| CA | RA | APPROVED | 2025-07-31 |
| MD | RA | APPROVED | 2025-07-31 |
| NE | RA | APPROVED | 2025-07-31 |
| NY | RA | APPROVED | 2025-07-31 |
| SD | RA | APPROVED | 2025-07-31 |
| TX | RA | APPROVED_RES | 2025-07-31 |
| WV | RA | APPROVED | 2025-07-31 |
Branch Locations
66 Hudson Boulevard 34Th Floor, Ny, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 04/2003 | 07/2021 |
| Deutsche Bank Trust Company Americas | New York | NY | 04/2003 | 07/2021 |
| Citigroup | New York | NY | 08/2021 | 04/2024 |
| Vontobel Swiss Financial Advisers | New York | NY | 10/2024 | Present |
| Job Search | New York | NY | 05/2024 | 10/2024 |
163 Beach 96th Street #4B, Rockaway Beach, NY 11693; Investment-Related; Rental Property; Title: Landlord; Hours devoted to other business outside of securities trading hours per month: 1-5; Hours devoted to other business during securities trading hours per month: 0; Duties: Landlord responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-03 |
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