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Amanda Mcdougall

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

San Francisco, CA

CRD 4661821

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-26
  • CA RA
    APPROVED
    Since 2021-04-26

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

420 Montgomery St 8Th Fl [Wealth Mgmt], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Wells Fargo Bank Salt Lake City UT 03/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors, Llc
    San Francisco, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 03/2021 → Present
    Wells Fargo Bank
    Salt Lake City, UT
Previous Registrations
  • 2011-01-03 → 2020-11-10
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    San Francisco, CA
    San Francisco, CA
    Charlotte, NC
    Minneapolis, MN
    Tarpon Springs, FL
  • 2010-10-21 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 2004-02-06 → 2004-07-15
    Citicorp Investment Services
    Washington, DC
Other Businesses

RENTAL PROPERTY, INV RELATED, NEW YORK, NY, 100% OWNERSHIP, START 10/24/2017, ZERO HOURS PER MONTH, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-28
  • S66 Uniform Combined State Law Examination
    2003-08-28
Other Names
  • Amanda Catherine Mcdougall

View on SEC IAPD

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