Best Investors
Account
Sign in
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-10-06 |
Branch Locations
2923 Marketplace Drive Suite 108, Fitchburg, WI 53719 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Madison | WI | 12/2006 | 04/2021 |
| Mml Investors Services | Madison | WI | 12/2006 | 04/2021 |
| Lpl Financial Llc | Madison | WI | 04/2021 | Present |
| Advisors' Pride Inc. | Madison | WI | 05/2021 | 10/2022 |
| Gateway Wealth Partners, Llc | Madison | WI | 10/2022 | Present |
1) 04/30/2021 - Focal Point Financial Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/01/2017 - 40 Hours Per Month/ 2 Hours During Securities Trading - Time Spent 15% 2) 04/30/2021 - FOCAL POINT FINANCIAL STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/11/2020 - 160 Hours Per Month/ 8 Hours During Securities - Time Spent 100% 3) 04/30/2021 - F POINT STRATEGIC CONSULTING, LLC. - Investment Related - At Reported Business Location(s) - Business Consulting - Start Date 03/01/2019 - 20 Hours Per Month/ 1 Hour During Securities Trading - Time Spent 10% 4) 10/12/2021 - Focal Point Financial Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/01/2021 - 40 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Advisor's Pride, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/18/2021 - Advisor's Pride Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/01/2021 - 40 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Advisor's Pride Inc., an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/24/2022 - ADVISORS' PRIDE INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 08/16/2022 - 120 Hours Per Month/ 100 Hours During Securities Trading - I provide administrative support to ADVISORS' PRIDE INC., LLC , an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 08/31/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 08/01/2022 - I provide investment advisory services through Gateway Wealth Partners an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 06/29/2023 - Gateway Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 160 Hours Per Month/ 100 Hours During Securities Trading 9) 09/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/26/2022 - 100 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend appro
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-07 |
Reach out to this advisor