Peter K Criswell

Employer firm

Kellogg Wealth Advisors, Inc. CRD 144514

$9.49M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• SOLICITOR

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Kellogg Wealth Advisors, Inc.
  Studio City, CA

Previous Registrations

• 2005-11-10 → 2006-03-02
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1) SALE OF FIXED INSURANCE 2) KELLOGG WEALTH ADVISORS, INC. POSITION: Other - Principal and CEO NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 09/20/2007 ADDRESS: 11333 Moorpark St., #381, Studio City CA 91602 DESCRIPTION: In the course of my business I discuss Investments and Insurance with my clients. 3) KELLOGG WEALTH ADVISORS, INC POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 09/20/2007 ADDRESS: 11333 Moorpark St., #381, Studio City CA 91602 DESCRIPTION: Aquiring clients for fee-only business of my Registered Investment Advisor, of the same name - Kellogg Wealth Advisors, Inc. Once aquired, managing and placing assets at suitable third-party money managers and then monitoring their accounts.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-07
• S63 Uniform Securities Agent State Law Examination
  2003-08-25

Designations

• Chartered Financial Consultant