Airung Liu

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 12/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2009 → 12/2019
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 12/2019 → 06/2024
  Securities America, Inc.
  Newark, CA
• 12/2019 → 06/2024
  Securities America Advisors
  Newark, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newark, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newark, CA

Previous Registrations

• 2019-12-16 → 2024-06-14
  Securities America Advisors, Inc.
  Fremont, CA
  Newark, CA
• 2009-11-10 → 2019-12-19
  Cambridge Investment Research Advisors, Inc.
  Fremont, CA
  Milpitas, CA
• 2008-12-16 → 2009-10-28
  Hsbc Securities (Usa) Inc.
  Fremont, CA
  Fremont, CA
  Milpitas, CA
• 2007-04-02 → 2008-11-25
  Morgan Stanley & Co. Llc
  Hayward, CA
• 2003-07-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Hayward, CA
  Hayward, CA

Other Businesses

***AIRUNG LIU POSITION: Independent agent NATURE: Fixed Insurance (Life and Annuity) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2009 ADDRESS: 9113 Windrose Way, Newark CA 94560 DESCRIPTION: Analyze, advice, and provide suitable fixed insurance strategies to clients.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-10

Designations

• Certified Financial Planner