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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-03-01 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 05/2003 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2003 | Present |
(1)CAR WHOLESALER AT CHAMPION CARS 3229 SOUTH BLVD, CHARLOTTE, NC EFFECTIVE DATE 5/16/2011 DEVOTE FOUR HOURS PER WEEK. ZERO HOURS DEVOTED DURING SECURITY TRADING HOURS. (2) INDEPENDENT ACTOR/MODEL; NOT AN INVESTMENT RELATED ACTIVITY; EFFECTIVE DATE: 7/8/2014; Home Address, CHARLOTTE, NC; DEVOTE ONE HOUR PER WEEK; ZERO HOURS DEVOTE DURING SECURITY TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-17 |
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