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Current Employers
Peaks Investment Management

2220 Dell Range Suite 101, Cheyenne, WY 82009 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-07
WY RA APPROVED 2024-05-25
  • CO RA
    APPROVED
    Since 2025-02-07
  • WY RA
    APPROVED
    Since 2024-05-25

Branch Locations

2220 Dell Range Suite 101, Cheyenne, WY 82009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 10/2014 01/2021
Spc Ann Arbor MI 10/2014 01/2021
Lpl Financial, Llc San Diego CA 01/2021 Present
Teton Peaks Advisors Llc Cheyenne WY 01/2021 12/2024
Tp3B, Llc Cheyenne WY 01/2024 08/2025
Tp3B, Llc Cheyenne WY 08/2025 Present
  • 10/2014 → 01/2021
    Sigma Financial Corporation
    Ann Arbor, MI
  • 10/2014 → 01/2021
    Ann Arbor, MI
  • 01/2021 → Present
    Lpl Financial, Llc
    San Diego, CA
  • 01/2021 → 12/2024
    Teton Peaks Advisors Llc
    Cheyenne, WY
  • 01/2024 → 08/2025
    Tp3B, Llc
    Cheyenne, WY
  • 08/2025 → Present
    Tp3B, Llc
    Cheyenne, WY
Previous Registrations
  • 2021-01-25 → 2024-12-31
    Teton Peaks Advisors Llc
    Cheyenne, WY
  • 2014-10-17 → 2021-01-14
    Lakewood, CO
    Ann Arbor, MI
    Arvada, CO
  • 2008-10-06 → 2014-10-17
    Ffec Wealth Partners Llc
    Scottsdale, AZ
    Greenwood Village, CO
  • 2006-08-31 → 2008-08-19
    Greenwood Village, CO
    Casper, WY
  • 2005-06-02 → 2006-08-21
    Morgan Stanley Dw Inc.
    Centennial, CO
    Centennial, CO
  • 2003-07-15 → 2005-04-06
    Denver, CO
Other Businesses

1. 1/14/2021 - PEAK INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/12/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 90%. Acting as a broker dealer for government entities for fixed income investment. We receive commissions from mostly new issue securities. 2. 05/09/2024 - TH3 - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/06/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-14
  • S66 Uniform Combined State Law Examination
    2003-07-14
Other Names
  • Troy Hunsucker

View on SEC IAPD

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