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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 12/2009 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 12/2009 | 03/2019 |
| Woodbury Financial Services, Inc. | Annville | PA | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Annville | PA | 01/2024 | Present |
RICKER SWEIGART AND ASSOC. POSITION: Insurance Agent. NATURE: Sales of fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 10/13/2011 ADDRESS: P.O. Box 126508, Harrisburg PA 17112, United States Description: Fixed Annuities, disability, health, life and LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-11 |
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