Roxana Menendez

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-10-23
TX	RA	APPROVED	2025-10-23

NJ RA
APPROVED

Since 2025-10-23
TX RA
APPROVED

Since 2025-10-23

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	05/2016	Present

05/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Previous Registrations

2016-05-13 → 2025-10-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
2009-06-01 → 2016-06-10

Morgan Stanley

Paramus, NJ
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Ridgewood, NJ
2005-07-13 → 2007-04-02

Morgan Stanley Dw Inc.

Ridgewood, NJ

Ridgewood, NJ
2004-04-20 → 2005-06-15

Wells Fargo Clearing Services, Llc

Summit, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-19

S66 Uniform Combined State Law Examination

2004-04-19

Other Names

Roxana Maritza Herrera
Roxy Osorio
Roxana Osorio
Roxana Maritza Osorio
Roxana Maritza Herrera

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO INVESTMENT INSTITUTE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

SANCTUARY ADVISORS, LLC

ROCKEFELLER FINANCIAL LLC

Other Investors

Jennifer Williams

Claudine D. Isaac

Emma B. Hallett

Thomas W. Larsen

JEREMY DAVID BROWER

Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ

J.P. MORGAN SECURITIES LLC · Paramus, NJ

J.P. MORGAN SECURITIES LLC · Paramus, NJ

WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ

LPL FINANCIAL LLC · PARAMUS, NJ

WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

LPL FINANCIAL LLC · PARAMUS, NJ

More in Paramus, NJ

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