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Michelle L Swinney

Ausdal Financial Partners, Inc.

Davenport, IA

Davenport, IA

Downers Grove, IL

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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-03-01
  • IA RA
    APPROVED
    Since 2017-03-01

Branch Locations

5187 Utica Ridge Rd, Davenport, IA 52807 • UNITED STATES

5187 Utica Ridge Road, Davenport, IA 52807 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert B. Ausdal & Co. Inc. Davenport IA 05/2003 Present
Self-Employed Bettendorf IA 07/2002 Present
  • 05/2003 → Present
    Robert B. Ausdal & Co. Inc.
    Davenport, IA
  • 07/2002 → Present
    Self-Employed
    Bettendorf, IA
Other Businesses

PART-TIME SELF-EMPLOYED AS A MUSICIAN AND MUSIC TEACHER WORKING FROM MY HOME IN BETTENDORF, IA SINCE 2002. NUMBER OF HOURS VARIES, NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-28
  • S66 Uniform Combined State Law Examination
    2017-02-28
Other Names
  • Michelle Lin Proberts

View on SEC IAPD

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