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Ivana Stanisic

Tiaa-Cref Individual & Institutional Services, LLC

Denver, CO

Boulder, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2013-12-19
  • CO RA
    APPROVED
    Since 2013-12-19

Branch Locations

Denver, CO • United States

4845 Pearl East Circle Offices 4, 20, 21 And 23, Boulder, CO 80301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Boulder CO 05/2007 Present
Tiaa Boulder CO 05/2007 Present
Previous Registrations
  • 2007-03-22 → 2007-05-18
    Chase Investment Services Corp.
    Rocky River, OH
  • 2006-09-27 → 2007-03-01
    Citizens Securities, Inc.
    University Heights, OH
    Cleveland, OH
    Johnston, RI
    Rocky River, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-25
S63 Uniform Securities Agent State Law Examination 2003-09-15
  • S65 Uniform Investment Adviser Law Examination
    2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    2003-09-15
Other Names
  • Ivana Jovanovic
  • Ivana Stanisic
  • Ivana Voigt
  • Ivana Nmn Stanisic

View on SEC IAPD

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