Best Investors Account Sign in

Matthew Thomas Volk

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MO

Chicago, IL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-23
TX RA APPROVED_RES 2010-08-25
MO RA APPROVED 2009-10-23
  • IL RA
    APPROVED
    Since 2023-06-23
  • TX RA
    APPROVED_RES
    Since 2010-08-25
  • MO RA
    APPROVED
    Since 2009-10-23

Branch Locations

1101 Club Village Dr, Columbia, MO 65203 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MO 10/2009 Present
Bank Of America, Na Columbia MO 10/2009 Present
Previous Registrations
  • 2004-09-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Columbia, MO
    Chesterfield, MO
    Chesterfield, MO
  • 2003-09-16 → 2004-01-15
    Ameriprise Financial Services, Llc
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-12
  • S66 Uniform Combined State Law Examination
    2003-08-12

View on SEC IAPD

Other Firms

INTEGRITY ADVISORY SOLUTIONS
CONVERGENCE FINANCIAL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
LIFEMARK SECURITIES CORP.
SUNDVOLD FINANCIAL
LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
PROSPERA FINANCIAL SERVICES, INC.

Other Investors

JASON ANTHONY KEMBLE
Jarod Lee Aholt
NICHOLAS FARLEY
JEFFREY JOE KAUFMAN
ROBERT JOSEPH STEINMETZ
JOHN W. BRISCOE
Austin Grant Harrison
Phillip David Bacon

Other Offices

INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
CONVERGENCE FINANCIAL · COLUMBIA, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, MO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLUMBIA, MO
LIFEMARK SECURITIES CORP. · Columbia, MO
SUNDVOLD FINANCIAL · COLUMBIA , MO
LPL FINANCIAL LLC · COLUMBIA, MO

More in Columbia, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor