Glenn Pearson Lyons

Current Employers

Employment History

• 10/2005 → Present
  Aig Financial Advisors, Inc.
  Irvine, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA

Previous Registrations

• 2011-10-20 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  Costa Mesa, CA
• 2008-07-09 → 2008-11-05
  Ernst & Young Investment Advisers Llp
  San Diego, CA

Other Businesses

1) INDEPENDENT CAPITAL MANAGEMENT; INVESTMENT RELATED; 695 Town Center Drive Suite 530, Costa Mesa, CA 92626; STATUTORY AGENT; 07/2003; 20 HRS/MTH; 5 HRS DURING TRADING; SALE OF INSURANCE PRODUCTS. 2. ICM LENDING; INVESTMENT RELATED; 695 Town Center Drive Suite 530, Costa Mesa, CA 92626; REPRESENTATIVE; 03/2007; 8 HRS/MTH; 8 HRS DURING TRADING; REFERRAL OF MORTGAGE RELATED BUSINESS TO ICM LENDING (PRIMARY MORTGAGES, SECONDARY MORTGAGE/HOME EQUITY LOANS). 3. CITADEL LAW OFFICES; NON-INVESTMENT RELATED; 2372 MORSE AVE IRVINE CA 92614; CERTIFIED CITADEL ESTATE PLANNER/PARALEGAL; 01/2007; 8 HRS/MTH; 8 HRS DURING TRADING; I GATHER INITIAL ESTATE ANALYSIS INFORMATION TO FORWARD TO THE ATTORNEYS AT CITADEL WHO THEN PROVIDE TRUST SERVICES. 2) ICM LENDING POSITION: Statutory Agent - NATURE: Mortgage Brokerage - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/15/2011 ADDRESS: 1401 Dove St., # 430, Newport Beach CA 92660, United States DESCRIPTION: Assist a client to complete a mortgage, whether it is a refi or new loan. I am not a loan officer, but rather work with a loan officer. Primarily refer clients. I am working with a mortgage company to refer clients to them for mortgages. I receive a fee in return that is directed through my company that I am employee through. I am not writing mortgages, nor am I acting as a loan officer or real estate agent. My position is a affiliated agent referring clients for mortgages. 3) IDAHO STATE DEPARTMENT OF FINANCE POSITION: Financial Institution Examiner NATURE: Idaho State Department of Finance, a state government agency. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 04/04/2016 ADDRESS: 11341 W Chinden Blvd, Ste A300, Boise ID 83714, United States DESCRIPTION: Assist in examining consumer lending entities' financial statements and license status for the state of Idaho in order to maintain regulatory compliance for those entities licensed to do business in Idaho.

Exams

• S66 Uniform Combined State Law Examination
  2008-06-21
• S63 Uniform Securities Agent State Law Examination
  2003-05-23