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Li Liu

Highlands Asset Management, Inc.

Highlands Ranch, CO

CRD 4661100

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Employer firm

Highlands Asset Management, Inc. CRD 126850

$4.21M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Highlands Asset Management, Inc.

9635 S Silverberry Circle, Highlands Ranch, CO 80129 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-31
  • CO RA
    APPROVED
    Since 2025-10-31

Branch Locations

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highlands Asset Management, Inc 9635 S Silverberry Circle CO 03/2003 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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