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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-24 |
| GA | RA | APPROVED | 2020-09-04 |
Branch Locations
3333 Piedmont Rd Ne Ste 2050, Atlanta, GA 30305-1713 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 11/2013 | 09/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 09/2020 | Present |
Business Ownership; RJK & Associates; I am listed as the Treasurer.; Employee Benefits and National Enrollment Firm; 777 Drewry Street NE, , Atlanta, GA, 30306; Not Investment-Related; 09/01/2020; 0 hours per month; 0 during trading hours. Board of Directors; Cool Girls; Board Member; 315 W Ponce de Leon Ave, Ste 800, , Decatur, GA, 30030; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-03 |
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