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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
GA RA APPROVED 2020-09-04
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • GA RA
    APPROVED
    Since 2020-09-04

Branch Locations

3333 Piedmont Rd Ne Ste 2050, Atlanta, GA 30305-1713 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 11/2013 09/2020
Ameriprise Financial Services, Llc Atlanta GA 09/2020 Present
Previous Registrations
  • 2011-01-07 → 2020-09-14
    Atlanta, GA
    Atlanta, GA
    Weehawken, NJ
    Atlanta, GA
  • 2009-06-01 → 2011-01-04
    Atlanta, GA
  • 2009-02-23 → 2009-06-01
    Morgan Stanley & Co. Llc
    Atlanta, GA
    Atlanta, GA
    Birmingham, AL
Other Businesses

Business Ownership; RJK & Associates; I am listed as the Treasurer.; Employee Benefits and National Enrollment Firm; 777 Drewry Street NE, , Atlanta, GA, 30306; Not Investment-Related; 09/01/2020; 0 hours per month; 0 during trading hours. Board of Directors; Cool Girls; Board Member; 315 W Ponce de Leon Ave, Ste 800, , Decatur, GA, 30030; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-20
S63 Uniform Securities Agent State Law Examination 2009-01-03
  • S65 Uniform Investment Adviser Law Examination
    2009-02-20
  • S63 Uniform Securities Agent State Law Examination
    2009-01-03
Other Names
  • Krystall L Sanford
  • Krystall Sanford Yielding
  • Krystall S Yeilding
  • Krystall L Sanford
  • Krystall Waters
  • Krystall Sanford
  • Krystall Lee Sanford
  • Krystall Lee King

View on SEC IAPD

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