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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-03-25
TX RA APPROVED_RES 2013-01-03
VA RA APPROVED 2007-08-03
  • SC RA
    APPROVED
    Since 2024-03-25
  • TX RA
    APPROVED_RES
    Since 2013-01-03
  • VA RA
    APPROVED
    Since 2007-08-03

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Charleston , SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reston VA 07/2007 Present
Bank Of America, N.A. Reston VA 06/2011 Present
Previous Registrations
  • 2007-04-02 → 2007-08-06
    Morgan Stanley & Co. Llc
    Reston, VA
  • 2003-12-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Reston, VA
    Reston, VA
Other Businesses

MOM MADE FOODS, LLC HIGH-END ORGANIC BABY FOOD.I*89555FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DONT QUIT PROPERTIESINVESTMENT RELATED: NOADDRESS OF BUSINESS:RESTON, VIRGINIA 20194NATURE OF BUSINESS: PARTNERSHIPPOSITION, TITLE, ASSOCIATION: GENERAL PARTNERSTART DATE OF RELATIONSHIP: 1/1/2013NUMBER OF HOURS DEVOTED: 100 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: A PARTNERSHIP TO HOLD REAL ESTATE INVESTMENT PROPERTIES.CHARLESTON, SCCHARLESTON, SCCHARLESTON, SCRESTON,VARESTON,VAI*2021279Entity Type: Entity For ProfitName of OBA: Go Forth Ventures (a Partnership)Address: Sterling Virginia Investment Related: NoPosition, Title, Association: General Partner/Managing MemberStart Date:09/23/2024No Hours: 5 MonthlyNo Hours during trading:1Duties: Real Estate Investments. Individual Properties. Reported within the PartnershipI*: 2199439Entity Type: For ProfitName of OBA: Not established yet 2-13-25Address: Murfreesboro, TN 37130Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 02/17/2025Number of Hours: 5 hrs mthlyNumber of Hours during trading: 0Duties: BRC - potential residential development (29 acres and build 4 houses) I*2199439, Entity Type: Entity For Profit, Name of OBA: Heritage Grove LLC, Address: Murfreesboro, Tennessee, 37130, Investment Related: N, Position, Title, Association:General Partner/Managing Member, Employee State Date: 02/17/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: BRC - potential residential development (29 acres and build 4 houses), if we will the land at auction...

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-10
  • S66 Uniform Combined State Law Examination
    2003-12-10

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