James Alan Frazin

Employer firm

Communitas Financial Planning Pbc CRD 157708

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Communitas Financial Planning Pbc

Oakland, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-17
MN	RA	APPROVED	2025-09-17
OR	RA	APPROVED	2025-09-17
OH	RA	APPROVED	2023-09-06
IL	RA	APPROVED	2013-10-09

CA RA
APPROVED

Since 2025-09-17
MN RA
APPROVED

Since 2025-09-17
OR RA
APPROVED

Since 2025-09-17
OH RA
APPROVED

Since 2023-09-06
IL RA
APPROVED

Since 2013-10-09

Branch Locations

Oakland, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Communitas Financial Planning Inc.	San Francisco	CA	03/2011	Present

03/2011 → Present

Communitas Financial Planning Inc.

San Francisco, CA

Previous Registrations

2003-05-01 → 2012-01-11

First Affirmative Financial Network Llc

San Francisco, CA

Palo Alto, CA

Designations

Certified Financial Planner

Other Names

James Allan Frazin
Jim Frazin

View on SEC IAPD