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Brian Philip Shepardson

James Investment Research Inc

Xenia, OH

CRD 4087813

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Employer firm

James Investment Research Inc CRD 110433

$1.21B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • RESEARCH & TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
James Investment Research Inc

1349 Fairground Road, Xenia, OH 45385 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-18
OH RA APPROVED 2011-11-18
  • FL RA
    APPROVED
    Since 2025-12-18
  • OH RA
    APPROVED
    Since 2011-11-18

Branch Locations

1349 Fairground Road, Xenia, OH 45385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc. Denver CO 10/2011 12/2022
James Investment Research, Inc Xenia OH 01/2014 Present
Designations
  • Chartered Financial Analyst
  • Chartered Investment Counselor
Other Names
  • Brian Phillip Shepardson

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

BRUCE ALAN NEWELL
DOUGLAS C. ZEIGLER
ERIC LEON MONTGOMERY

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · Xenia, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Xenia, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · XENIS, OH

More in Xenia, OH

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