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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-10
AR RA APPROVED 2005-10-06
  • TX RA
    APPROVED
    Since 2018-04-10
  • AR RA
    APPROVED
    Since 2005-10-06

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2002 Present
Bank Of America, N.A. Houston TX 09/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-06
  • S66 Uniform Combined State Law Examination
    2004-12-06
Other Names
  • Jennifer Flores
  • Jennifer Berg

View on SEC IAPD

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