Gerard John Nicosia

Current Employers

Employment History

• 11/2013 → 11/2022
  Royal Alliance
  Hauppauge, NY
• 11/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2013 → Present
  Executive Financial & Tax Planning Services Inc.
  Hauppauge, NY
• 01/2015 → Present
  Executive Financial & Tax Planning Services
  Hauppauge, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-01-19 → 2022-11-17
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Hauppauge, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2005; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: EXECUTIVE FINANCIAL & TAX PLANNING SERVICES INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREP; START DATE: 11/2013; POSITION/TITLE/RELATIONSHIP: PRESIDENT / ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 75; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS BOTH PERSONAL AND BUSINESSES; 3. NAME OF OTHER BUSINESS: EXECUTIVE FINANCIAL & TAX PLANNING SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREP & FINANCIAL SERVICES; START DATE: 01/2015; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 75; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: TAX PREP AND ALL OTHER FINANCIAL ADVISING 4. NAME OF OTHER BUSINESS: EXCEPTIONAL FINANCIAL & TAX PLANNING SERVICES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NONE. ACTIVE ENTITY BUT OLD/UNUSED DBA. NOT HELD OUT TO THE PUBLIC; START DATE: 11/2013; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE. ACTIVE ENTITY BUT OLD/UNUSED DBA. NOT HELD OUT TO THE PUBLIC

Exams

• S66 Uniform Combined State Law Examination
  2021-11-30
• S63 Uniform Securities Agent State Law Examination
  2003-06-02