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Claus Anton Larsen

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-06-18
  • SC RA
    APPROVED
    Since 2018-06-18

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Iselin NJ 10/2005 03/2017
Metropolitan Life Insurance Iselin NJ 10/2005 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 06/2018
Mml Investors Services, Llc Charlotte NC 03/2017 06/2018
Lpl Financial Llc Fort Mill SC 06/2018 Present
  • 10/2005 → 03/2017
    Metlife Securities Inc
    Iselin, NJ
  • 10/2005 → 03/2017
    Metropolitan Life Insurance
    Iselin, NJ
  • 07/2016 → 06/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 06/2018
    Mml Investors Services, Llc
    Charlotte, NC
  • 06/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2017-03-25 → 2018-06-07
    Mml Investors Services, Llc
    Charlotte, NC
  • 2007-06-07 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Iselin, NJ
    Somerset, NJ
    Springfield, MA
    Somerset, NJ
    Charlotte, NC
    Somerset, NJ
    Somerset, NJ
  • 2004-12-17 → 2005-08-04
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2004-06-29 → 2004-10-20
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bridgewater Township, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-28
S63 Uniform Securities Agent State Law Examination 2003-06-27
  • S65 Uniform Investment Adviser Law Examination
    2004-06-28
  • S63 Uniform Securities Agent State Law Examination
    2003-06-27

View on SEC IAPD

Other Firms

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BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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