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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-20 |
| TX | RA | APPROVED_RES | 2018-09-17 |
Branch Locations
301 West Bay Street Suite 1453, Jacksonville, FL 32202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Jacksonville | FL | 10/2009 | Present |
| Independent Financial Partners | Jacksonville | FL | 11/2009 | 12/2018 |
| Independent Advisor Alliance, Llc | Jacksonville | FL | 09/2018 | Present |
1. 10/23/2009: Genesis Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/19/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/24/2018 - 20 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/19/2018. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-18 |
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