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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Moscow | ID | 05/2009 | Present |
1. 02/17/2009 - Non-Variable Insurance - INV REL - Term and Whole Life Insurance - 5% TIME SPENT 2. 02/17/2009 - Non-Variable Insurance - INV REL - 5% TIME SPENT - Health Insurance - to some small business groups and individuals - Blue Cross & Blue Shield - ID and WA 3. 03/16/2009 - Brown Financial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 07/27/2009 - Brown Financial Services, Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - 5% TIME SPENT - tax purpose
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-02 |
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