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Kirby Charles Brown

LPl Financial LLC

Pullman, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-01-02
  • WA RA
    APPROVED
    Since 2014-01-02

Branch Locations

120 S. Grand Ave., Pullman, WA 99163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Moscow ID 05/2009 Present
Previous Registrations
  • 2003-08-18 → 2003-12-08
    Waddell & Reed
    Pullman, WA
Other Businesses

1. 02/17/2009 - Non-Variable Insurance - INV REL - Term and Whole Life Insurance - 5% TIME SPENT 2. 02/17/2009 - Non-Variable Insurance - INV REL - 5% TIME SPENT - Health Insurance - to some small business groups and individuals - Blue Cross & Blue Shield - ID and WA 3. 03/16/2009 - Brown Financial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 07/27/2009 - Brown Financial Services, Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - 5% TIME SPENT - tax purpose

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-13
S63 Uniform Securities Agent State Law Examination 2003-07-02
  • S65 Uniform Investment Adviser Law Examination
    2003-08-13
  • S63 Uniform Securities Agent State Law Examination
    2003-07-02

View on SEC IAPD

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