Best Investors Account Sign in
Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-10-28
MO RA APPROVED 2016-08-30
FL RA APPROVED 2014-03-27
  • WI RA
    APPROVED
    Since 2016-10-28
  • MO RA
    APPROVED
    Since 2016-08-30
  • FL RA
    APPROVED
    Since 2014-03-27

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tampa FL 03/2012 Present
Other Businesses

1.) Name of Business: Rocky Island LLC. Investment Related. Address: 1209 E Cumberland Ave, Unit 2902, Tampa FL, 33602. Nature of Business: Engage in the business of renting, developing and managing real-estate. Engage in providing succession planning option to advisors. Position/Title/Relationship: Partner. Start Date: 08/01/2022. Hours per month: Less than 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Rental activity entails acquisition and leasing out of properties. Succession planning activity may begin if the succession occurs. 2.) Name of Business: DynamicShares LLC. Investment related. Address: 449 S 12th Street 1404, Tampa, FL 33602. Nature of Business: Product Development. 50% ownership in RIA Dynamic Shares LLC which will develop and distribute investment products including mutual funds, ETFs, private placements and alternatives. Distribution may be through the Calton broker-dealer and RIA along with other broker-dealers and RIAs. Any conflicts of interest will be disclosed as directed by the Calton Chief Compliance Officer. Compensation will be profits from LLC. Position/Title/Relationship: Member. Start Date: 01/15/2020. Hours per month: 5. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Management of the Registered Investment Advisor DynamicShares, LLC. Manage the development of products and the distribution of products through Broker-Dealers and Registered Investment Advisors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-14
S63 Uniform Securities Agent State Law Examination 2003-07-18
  • S66 Uniform Combined State Law Examination
    2014-03-14
  • S63 Uniform Securities Agent State Law Examination
    2003-07-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor