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Inactive

Carrie Katherine Carr

Aria Wealth Management

Little Rock, AR

Saratoga, CA

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Current Employers
Aria Wealth Management

20640 3Rd Steet Suite 300, Saratoga, CA 95070 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2019-11-22
  • AR RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2019-11-22

Branch Locations

650 S. Shackleford Road Suite 400, Little Rock, AR 72211 • United States

20640 3Rd Steet Suite 300, Saratoga, CA 95070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 02/2010 Present
Aria Wealth Management, Inc. San Jose CA 07/2017 Present
  • 02/2010 → Present
    Concert Wealth Management, Inc.
    San Jose, CA
  • 07/2017 → Present
    Aria Wealth Management, Inc.
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-04
S63 Uniform Securities Agent State Law Examination 2003-12-04
  • S66 Uniform Combined State Law Examination
    2008-03-04
  • S63 Uniform Securities Agent State Law Examination
    2003-12-04

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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